Store

Dodd-Frank Regulatory Reform Seminar

FIN-0005

Dodd-Frank Regulatory Reform Seminar FIN-0005

Dodd-Frank Regulatory Reform Update Seminar

Training Duration: 2 days

Training

Delivery Method: On‐site, instructor‐led course; or online, instructor‐led course

Prerequisites:

C-Level, Audit, Security

or Risk Management professionals.

What

Problem Does This Training Help Solve?

Provides in-depth information

to help participants Understand the Dodd-Frank Act and minimize risk of non-compliancy

Who

Should Attend

Dealers, Buy Side, End Users, Regulators and those in the fields of Compliance, Legal, Technology, Operations and Front Office

Course

Syllabus:

This training

course is for individuals primarily in the financial industry field. In this course, professionals will learn the current and updated knowledge areas as determined by the Dodd-Frank Act:

Review

of the G‐20 accordo What was required and what wasn’t

o

Mandates for national regulators

Review

of:o The Dodd‐Frank Act (DFA),

o

European Market Infrastructure Regulation (EMIR)o Europe’s Markets in Financial Instruments Directive and Regulations (MiFID/MiFIR)US regulations on swaps (Title VII)

o

Reportingo Clearing

o

Tradingo Business ConductUS regulations on banks (Section 619)

o

Proprietary tradingo Ownership of private funds

EU

regulations on swaps clearing and reporting (EMIR RTS)

EU

Regulations on trading (MiFID/MiFIR RTS)

EU

proposed version of Section 619

Cros

s‐border implications

Market

changes globally· Strategies for success
$1995 In stock