Compliance & ERM

Within the industry’s heightened financial services compliance environment, eDelta has helped numerous clients in auditing their compliance and related control processes for various regulatory, consumer and reporting mandates.

The eDelta Difference

All aspects of each engagement are executed within our applied Quality Assurance (QA) model, performed by the assigned Quality Assurance Audit Professional (QAAP), ensuring that our assessments are accurate, comprehensive, in conformity to both management and regulator expectations and meet fully the agreed to deliverables between eDelta and the client.

eDelta’s staff includes certified and experienced auditors, maintaining the subject matter expertise so critical in executing these assessments.

Maintaining comprehensive and complete Risk Controls Matracies (RCMs) for all components of the industries compliance mandates, eDelta hits the ground running in performing qualitative compliance assessments, alieviating the often challenging need within audit divisions to find experienced compliance staffing.

Our compliance examinations include all aspects of BSA/AML, Consumer Banking Regulations, Financial & Regulatory Reporting, Vendor Due Dilligence, Enterprise Risk Management, Trading & Asset Management, Model Validations and numerous other components containing important compliance laws and regulations.

With eDelta, our clients bridge the compliance resource and expertise gaps challenging most audit divisions.

Contact Us Today!

Once experiencing our work, you will find what our clients have found...

That there is no need to look elsewhere for quality services for your assurance and advisory practice.

Send a Message